RIA in a Box
About
ComplyRIA, formerly RIA in a Box, provides a compliance program management platform for Registered Investment Advisers (RIAs), Wealth Management firms, Broker-Dealers, Investment Banks, and Endowments. Their core offering, Comply for RIA, helps firms manage their full scope of compliance needs, including employee compliance, trade monitoring, and communications archiving. They also offer registration services, regulatory compliance consulting, and managed services.
Key facts
At-a-glance profile data
- Website
- comply.com
- Headquarters
- New York, United States
- Founded
- 2009
- Employees
- 743
- Total funding
- $1M
- Business model
- B2B
Tech stack
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- Frontend
- jQuery, Bootstrap
- Analytics
- Google Tag Manager
- SEO
- Yoast SEO
- CMS / Builders
- WordPress
- Email provider
- Mimecast
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Frequently asked
How much funding has RIA in a Box raised?
RIA in a Box has raised a total of $1M in funding.
How many employees does RIA in a Box have?
RIA in a Box has approximately 743 people on record.