Provides compliance and technology solutions for Registered Investment Advisers (RIAs).
About
ComplyRIA, formerly RIA in a Box, provides a compliance program management platform for Registered Investment Advisers (RIAs), Wealth Management firms, Broker-Dealers, Investment Banks, and Endowments. Their core offering, Comply for RIA, helps firms manage their full scope of compliance needs, including employee compliance, trade monitoring, and communications archiving. They also offer registration services, regulatory compliance consulting, and managed services.
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Total Employees
743
Current headcount
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Frequently Asked Questions
What does RIA in a Box do?
ComplyRIA, formerly RIA in a Box, provides a compliance program management platform for Registered Investment Advisers (RIAs), Wealth Management firms, Broker-Dealers, Investment Banks, and Endowments. Their core offering, Comply for RIA, helps firms manage their full scope of compliance needs, including employee compliance, trade monitoring, and communications archiving. They also offer registration services, regulatory compliance consulting, and managed services.
How much funding has RIA in a Box raised?
RIA in a Box has raised a total of $1M in funding.
Where is RIA in a Box headquartered?
RIA in a Box is headquartered in New York, United States.
When was RIA in a Box founded?
RIA in a Box was founded in 2009.
What industry does RIA in a Box operate in?
RIA in a Box operates in Fintech, LegalTech, RegTech, Compliance Software, Financial Services, RIA Services.
How many employees does RIA in a Box have?
RIA in a Box has approximately 743 people on record.