# RIA in a Box

**Source:** https://www.startuphub.ai/startups/ria-in-a-box
**Profile type:** Startup

> Provides compliance and technology solutions for Registered Investment Advisers (RIAs).

## About

ComplyRIA, formerly RIA in a Box, provides a compliance program management platform for Registered Investment Advisers (RIAs), Wealth Management firms, Broker-Dealers, Investment Banks, and Endowments. Their core offering, Comply for RIA, helps firms manage their full scope of compliance needs, including employee compliance, trade monitoring, and communications archiving. They also offer registration services, regulatory compliance consulting, and managed services.

## Key facts

- **Slug:** ria-in-a-box
- **Website:** https://comply.com
- **Location:** New York, United States
- **Founded:** 2009-01-01
- **Employees:** 743
- **Operating status:** Active
- **Total funding:** $1M
- **Sectors / tags:** Fintech, LegalTech, RegTech, Compliance Software, Financial Services, RIA Services, Cybersecurity
- **Social:**
  - LinkedIn: https://www.linkedin.com/company/comply-org

## Frequently asked

### What does RIA in a Box do?

ComplyRIA, formerly RIA in a Box, provides a compliance program management platform for Registered Investment Advisers (RIAs), Wealth Management firms, Broker-Dealers, Investment Banks, and Endowments. Their core offering, Comply for RIA, helps firms manage their full scope of compliance needs, including employee compliance, trade monitoring, and communications archiving. They also offer registration services, regulatory compliance consulting, and managed services.

### What is RIA in a Box's revenue?

StartupHub estimates RIA in a Box's annual revenue at $79.8M (range $66.0M to $138.2M, 65% confidence), based on comparable companies in the sector.

### What is RIA in a Box's valuation?

StartupHub estimates RIA in a Box's effective valuation at $5.0M (range $3.1M to $7.5M, 24% confidence), based on comparable companies in the sector.

### How much funding has RIA in a Box raised?

RIA in a Box has raised a total of $1M in funding.

### Where is RIA in a Box headquartered?

RIA in a Box is headquartered in New York, United States.

### When was RIA in a Box founded?

RIA in a Box was founded in 2009.

### What industry does RIA in a Box operate in?

RIA in a Box operates in Fintech, LegalTech, RegTech, Compliance Software, Financial Services, RIA Services.

### How many employees does RIA in a Box have?

RIA in a Box has approximately 743 people on record.

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